United States District Court, M.D. Alabama, Eastern Division
RECOMMENDATION OF THE MAGISTRATE JUDGE
SUSAN RUSS WALKER, Chief Magistrate Judge.
Plaintiff William Joseph commenced this action in the small claims court of Russell County, Alabama, against Zoe' Oswalt and Willie Thearson, seeking monetary damages in the amount of $840.00 plus $1, 000 in interest. (Doc. # 1-1, p. 2). Plaintiff alleges: "My (express package) that requires a signature by the person receiving the package. The (postal carrier) did not deliver the package. But she signed a paper (saying) if the package is (not) found she would pay." Id . (original in capital letters; parentheses in original). The United States filed a Notice of Removal and Substitution on April 16, 2015, with certifications by the United States Attorney for the Middle District of Alabama that Oswalt and Thearson were acting within the scope of their federal employment with the United States Postal Service - Oswalt as a rural carrier and Thearson as "Officer in Charge (OIC) Postmaster" - at the time of the incident giving rise to plaintiff's claim. (Doc. ## 1, 1-2). The certifications "conclusively establish scope of office or employment for purposes of removal" and thus effected the substitution of the United States as the sole party defendant by operation of law. 28 U.S.C. § 2679(d)(2)(stating the effect of certification "by the Attorney General"); see also 28 C.F.R. § 15.4(a)(authorizing "[t]he United States Attorney for the district where the civil action or proceeding is brought... to make the statutory certification"). Additionally, as a result of the certifications, this lawsuit is treated as an action against the United States under the Federal Tort Claims Act ("FTCA"), "subject to the limitations and exceptions applicable to those actions." 28 U.S.C. § 2679(d)(2), (4); see also id., § 1346(b) and §§ 2671-2680.
The defendant moves to dismiss this action "in its entirety, with prejudice, for lack of subject-matter jurisdiction." (Doc. # 4, p. 3). The United States contends that this court lacks jurisdiction to proceed in this matter "because plaintiff has not complied with the FTCA's administrative exhaustion requirement" (id., ¶ 5), and because claims arising from "the loss, miscarriage, or negligent transmission or letters or postal matter" are excepted from the FTCA's waiver of sovereign immunity (id., ¶ 9). Plaintiff failed to respond to the motion within the time allowed by the court. (See Doc. # 6). Upon consideration of the motion, the court concludes that plaintiff's claims against the United States are barred by the sovereign immunity of the United States and are due to be dismissed for lack of subject matter jurisdiction.
Plaintiff has not challenged the U.S. Attorney's scope of employment certifications; thus, the court treats plaintiff's claim as one against the United States pursuant to the FTCA. Plaintiff bears the burden of demonstrating that the United States has waived its sovereign immunity as to the claim he asserts in this lawsuit. See Thompson v. McHugh, 388 F.Appx. 870, 872 (11th Cir. 2010)("Because Thompson is suing the Army, she bears the burden of establishing that the federal government has waived its sovereign immunity with respect to her claim."); Ishler v. Internal Revenue Service, 237 F.Appx. 394, 398 (11th Cir. 2007)("[T]he plaintiff bears the burden of establishing subject matter jurisdiction... and, thus, must prove an explicit waiver of immunity.")(citation omitted).
Federal district courts have "exclusive jurisdiction of civil actions on claims against the United States, for money damages, ... for... loss of property... caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred." 28 U.S.C. § 1346(b)(1). The court's jurisdiction over such a claim is "[s]ubject to the provisions of chapter 171 of [title 28]" (id.); a provision within the referenced chapter prohibits an action on a claim against the United States unless the plaintiff has first presented the claim to the appropriate federal agency and, thereafter, the agency has either denied it or failed to take final action on it within six months. 28 U.S.C. § 2675(a). The scope of this statutory waiver of the sovereign immunity of the United States must be construed strictly, in favor of the government. See Lane v. Peña, 518 U.S. 187, 192 (1996)("A waiver of the Federal Government's sovereign immunity must be unequivocally expressed in statutory text" and "will be strictly construed, in terms of its scope, in favor of the sovereign.")(citations omitted); Phillips v. United States, 260 F.3d 1316, 1318 (11th Cir. 2001)("It is well established that the FTCA is a specific waiver of the sovereign immunity of the United States and must be strictly construed.")(citation omitted). Plaintiff has failed to establish that he filed an administrative claim as required by § 2675(a) as to the tort claim before the court and, on this basis alone, has failed to establish a waiver of sovereign immunity.
Additionally, the FTCA excepts from its waiver of sovereign immunity "[a]ny claim arising out of the loss, miscarriage, or negligent transmission of letters or postal matter." 28 U.S.C. § 2680(b). Thus, even if plaintiff had filed a timely administrative claim with the appropriate federal agency and his claim had been denied by the agency or by operation of the statute, this court would nevertheless lack jurisdiction over plaintiff's tort claim. See Zelaya v. United States, 781 F.3d 1315, 1322 (11th Cir. 2015)("But that which the Sovereign gives, it may also take away, and the Government has done so through statutory exceptions in 28 U.S.C. § 2680... which serve to block the waiver of sovereign immunity that would otherwise occur under the FTCA. These exceptions must be strictly construed in favor of the United States, " and when an exception applies to neutralize what would otherwise be a waiver of immunity, a court will lack subject matter jurisdiction over the action.")(citations omitted).
Plaintiff has not established that he has satisfied the administrative claim requirement of § 2675(a) and, therefore, he has failed to carry his burden of demonstrating that the FTCA's general waiver of sovereign immunity applies to his claims. Additionally, the allegations of plaintiff's complaint make clear that his claims fall within the express exception to the FTCA's waiver of sovereign immunity for claims "arising out of the loss, miscarriage, or negligent transmission of letters or postal matter." 28 U.S.C. § 2680(b). Because the United States has not waived its sovereign immunity as to the claims now before the court, the court lacks jurisdiction to entertain them. Thus, they are due to be dismissed without prejudice.
For the foregoing reasons, it is the RECOMMENDATION of the Magistrate Judge that the motion to dismiss filed by the United States be GRANTED, and that this action be DISMISSED without prejudice for lack of subject matter jurisdiction.
The Clerk of the Court is ORDERED to file the Recommendation of the Magistrate Judge and to serve a copy on the parties to this action. The parties are DIRECTED to file any objections to this Recommendation on or before June 5, 2015. Any objections must identify specifically the findings in the Magistrate Judge's Recommendation to which the party objects. Frivolous, conclusive or general objections will not be considered by the District Court.
Failure to file written objections to the proposed findings and recommendations in the Magistrate Judge's report shall bar the party from a de novo determination by the District Court of issues covered in the report and shall bar the party from attacking on appeal factual findings in the report accepted or adopted by the District Court except upon grounds of plain error or manifest injustice. Resolution Trust Co. v. ...